CONDUCT AN EFFECTIVE BSA/OFAC/AML RISK ASSESSMENT 2017 - How BSA/AML risk assessments play a critical role in the enterprise risk model-By AtoZ Compliance

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Category hipaa compliance email 90, compliance risk matrix, 1099 risk mitigation, bsa aml webinar, aml basics, cuba ofac, risk assessment hipaa, security risk assessment, ofac training, aml compliance program

Deadline: April 11, 2017 | Date: April 11, 2017

Venue/Country: Online, U.S.A

Updated: 2017-03-22 14:38:30 (GMT+9)

Call For Papers - CFP

If appropriate risk ratings are important for your business, then we have the right module for you in this webinar.

This session will summarize the importance of performing BSA/OFAC/AML risk assessments properly and the various components needed for implementation. Understand;

• Effective risk assessments

• Best practice strategies

• Continuous monitoring

• How it plays a critical role in the enterprise risk model

• Recommended approaches and oversight

Why Should You Attend:

This webinar will provide insight in to what regulators and examiners expect from financial institutions/financial regulatory compliance professionals in their BSA/AML/OFAC risk assessments.

Areas Covered In This Webinar:

• BSA/AML/OFAC risk assessment expectations

• Importance of working with all areas of financial institution for establishing appropriate risk ratings for BSA/AML/OFAC

• Areas to be covered by the security risk assessment

• Third party vendor risk assessment examples, risk rating guidelines and suggestions

• Monitoring of risk ratings

Speaker:

Instructor Dr. Gina J. Lowdermilk, is a highly experienced and educated financial regulatory compliance professional.

At AtoZ Compliance, we focus on our core values - quality, expertise, and customer experience which are the foundation of our business. We believe that our up to date training programs will help you grow and succeed in your business.