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BSA/AML/OFAC Risk Assessments - Are You Doing Them Correctly

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Category Banking and Financial Services;

Deadline: January 19, 2017 | Date: January 19, 2017-January 20, 2017

Venue/Country: Burlingame, U.S.A

Updated: 2017-01-04 19:08:57 (GMT+9)

Call For Papers - CFP

Although financial institutions have been managing BSA operations as per the regulatory requirements, the change in focus to appropriate BSA/AML/OFAC risk assessment has become increasingly important. Regulators look to the organization for insurance and evidence that BSA operations are appropriately performing risk assessments. Appropriate risk assessments are essential in an organization’s strategic planning and development, as well as ensuring compliance with laws and regulations.

This Bank Secrecy Act risk assessment seminar will highlight BSA best practices that are being acknowledged and recognized by regulators and examiners and will discuss each risk assessment area. Attendees will learn how to conduct a comprehensive review of their current organization’s BSA/AML/OFAC risk assessment.

Learning Objectives:

Key goals of this BSA risk assessment course are:

To review and evaluate policies and procedures for risk assessments

To help identify your organization’s risks

To determine your organization’s risk threshold based on the organization’s strategic plans and business models

To discuss how to conduct a comprehensive review of your organization’s BSA/AML/OFAC risk assessment, including

Determining completeness of the risk assessments

Determining the thoroughness of risk assessments

Determining if current risk assessment matrixes are appropriate for your organization

To discuss how to establish risk assessments for your organization, specifically:

BSA risk assessments

AML risk assessments

OFAC risk assessments

To illustrate how to perform the risk assessments

Who Will Benefit:

BSA / AML Officers

Internal Auditors

Staff with Roles and Responsibilities in BSA/AML Management and Oversight

Money Service Business BSA/AML Officers

Corporate Auditors

Risk Managers

Legal Department Personnel


Compliance Officers


Use coupon code NB5SQH8N and get 10% off on registration.

For Registration:

Keywords: Accepted papers list. Acceptance Rate. EI Compendex. Engineering Index. ISTP index. ISI index. Impact Factor.
Disclaimer: ourGlocal is an open academical resource system, which anyone can edit or update. Usually, journal information updated by us, journal managers or others. So the information is old or wrong now. Specially, impact factor is changing every year. Even it was correct when updated, it may have been changed now. So please go to Thomson Reuters to confirm latest value about Journal impact factor.